Introduction: The COTS Design Constraint
When designing a grating-based spectrometer, the primary challenge is not solving the physics—it's managing the real-world constraints of Commercial Off-The-Shelf (COTS) components. We must design around fixed detector lengths (LD) and standard focal lengths (LF).
This presents a chicken-and-egg problem: finding the right Grating Groove Density (G) without first committing to a fixed Focusing Lens Focal Length (LF). We can get an early estimate for G based only on the desired Wavelength Span and the Geometry of our optical setup.
The Core Design Principle: The Grating Equation Governs G
The fundamental constraint is that the total angle the dispersed light occupies (∆β) must be related to the total wavelength span(∆λ). This relationship is governed purely by the Grating Equation, independent of any focusing optics.
Step 1: Grating Equation for the Span Edges
The Grating Equation (for the first order, m=1) relates wavelength (λ), angles (α, β), and groove density (G):
By setting up this equation for our minimum (λmin) and maximum (λmax) wavelengths, and assuming the Angle of Incidence (α) is constant:
Step 2: Isolating G
Subtracting the first equation from the second elegantly removes the α term:
By rearranging, we get the key design relationship for G:
3. The Early Estimate: Setting a Practical Angular Window (∆β)
A COTS detector array can typically only capture light over a limited angular span (∆β), usually between 30° and 50°. By defining a center angle (βcenter) and a total angular span (∆β = βmax – βmin}), we can simplify the numerator using a trigonometric identity:
This gives us the final, actionable equation for estimating the required groove density:
Let's assume a full VIS-NIR span (∆λspan = 650nm) and a Center Angle βcenter = 15°.
| Angular Span (∆β) | Trig Difference (∆sinβ) | Required Gestimate (lines/mm) | COTS Choice |
| 30° | 0.50 | 769 | 600 or 1200 |
| 40° | 0.64 | 985 | 1200 |
| 50° | 0.79 | 1215 | 1200 |
Conclusion: Making the COTS Decision
This early estimate methodology shows that for a wide VIS-NIR span, a 1200 lines/mm grating is the most likely candidate. Once G is fixed by this COTS selection, we can move to the next critical step: using the chosen G along with the fixed detector size (LD}) to calculate the exact required Focal Length (LF) for the focusing lens. This ensures the physical design is robust and uses readily available components.
Tony Francis
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